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Are you a fit and proper person? Suitability for holding an alcohol licence

A recent article by Pervinder Davies on Drinksbiz discusses recent cases in New Zealand in which authorities examined individuals’ conduct regarding alcohol-related offences, employment practices, and legal clarity when assessing suitability for holding a alcohol license.

Key Takeaways:
– Authorities consider conduct even after a discharge without conviction.
– Employment practices influence assessments of licensees’ suitability.
– Legal clarity is provided on how conduct is assessed for holding alcohol licenses.
– Acknowledged or determined conduct directly impacts fitness for holding licenses.
– Factual debates on conduct may not always be suitable for Authority determination.

How does past conduct influence decisions regarding alcohol license suitability in New Zealand?

In New Zealand, past conduct plays a significant role in determining suitability for holding alcohol licenses. Recent cases like Craddock v Kumar and Big Daddys Ltd & Others highlight how past conduct is scrutinised by authorities:

1. Post-Acquittal Consideration: Even after being acquitted in a court case, such as Kumar, who was discharged without conviction for drunk driving, the Authority may still evaluate the individual’s conduct when assessing their suitability for a duty manager’s certificate.

2. Employment Practices Scrutiny: Recent scrutiny has focused on licensees’ employment practices, such as rest and meal breaks, staff rosters, timesheets, and wages. Following cases like Two Brothers and Nekita, these practices are now fundamental in assessing a licensee’s suitability.

3. Legal Clarification: The Authority has provided clarity that acknowledged or determined conduct can be considered in assessing suitability for licenses. However, if there’s a factual dispute about a breach of conduct, the appropriate forum for determination may not always be the Authority or District Licensing Committees.

4. Direct Impact on License Suitability: Both the Kumar and Big Daddy’s cases confirm that an individual or organisation’s conduct directly affects their eligibility to hold a certificate or alcohol license.

5. Acknowledged Conduct Requirement: Conduct should either be acknowledged by the applicant or determined by the relevant authority to be part of the suitability assessment. This step is crucial before considering the conduct in the context of holding an alcohol license.

In essence, past conduct, especially in relation to alcohol-related offences and adherence to employment rules, is a significant factor that authorities in New Zealand consider when evaluating an individual or organisation’s suitability to hold alcohol licenses.

What role do employment practices play in assessing individuals’ suitability for holding licenses?

In assessing individuals’ suitability for holding licenses, particularly alcohol licenses in New Zealand, employment practices play a critical role. Here’s how employment practices factor into this evaluation:

1. Scrutiny by Authorities: Licensing inspectors, police, and District Licensing Committees are increasingly focusing on licensees’ employment practices as a key aspect of determining suitability for holding licenses.

2. Recent Legal Precedents: Decisions in cases like Two Brothers and Nekita have highlighted the importance of employment practices in assessing licensees’ suitability. Authorities have started looking into various aspects of employment, such as rest and meal breaks, staff rosters, timesheets, and staff wages.

3. Clarity on Assessment: Recent decisions like the one in Big Daddys Ltd have clarified the legal position regarding employment practices. While acknowledging their significance, authorities have emphasised that the conduct in question must be acknowledged by the applicant or determined by the proper authority for it to be considered in the context of license suitability.

4. Direct Impact on Suitability: The Authority has affirmed that employment practices are directly related to an individual’s or organisation’s ability to hold a certificate and/or an alcohol license. Proper adherence to employment laws and regulations is crucial in demonstrating suitability for holding licenses.

5. Requirement for Acknowledgement: Employment practices need to be acknowledged by the applicant or determined by the relevant authority for them to be considered in the suitability assessment. This acknowledgment ensures that the conduct is taken into account in evaluating the applicant’s fitness for holding a license.

In summary, adherence to employment practices such as fair labour practices, staff management, and compliance with employment regulations is a key factor that authorities consider when assessing the suitability of individuals or organisations for holding alcohol licenses in New Zealand.

How are cases involving alcohol-related offences handled by authorities in New Zealand, even after a discharge without conviction?

Cases involving alcohol-related offences in New Zealand are handled by authorities in a meticulous manner, even after a discharge without conviction. Here’s a breakdown of how such cases are managed:

1. Post-Acquittal Evaluation: Even if an individual is acquitted in a court case, such as in Craddock v Kumar, where Kumar was acquitted for driving with excess breath alcohol, authorities like the Police may continue to scrutinise the individual’s conduct.

2. Licensee’s Conduct Assessment: Individuals’ conduct, particularly concerning alcohol-related offences, can impact their suitability for holding certificates like duty manager’s certificates or alcohol licenses.

3. Authority Intervention: In cases where there is a discharge without conviction but concerns remain about the individual’s conduct, authorities can intervene to assess the individual’s fitness for holding licenses. For example, the Authority may suspend a duty manager’s certificate based on conduct related to drunk driving, as seen in Kumar’s case.

4. Legal Precedents: Legal decisions have emphasised that conduct, even if leading to an acquittal, can still be relevant in determining an individual’s suitability for holding licenses. The case law establishes that acknowledged or determined conduct plays a pivotal role in assessing fitness for license holding.

5. Factual Debate: If there is a debate about whether certain rules of conduct were breached, the appropriate forum for determining such breaches may depend on the nature of the dispute. The Authority or District Licensing Committees may not always be suitable bodies for resolving factual debates on conduct.

In essence, even after a discharge without conviction, authorities in New Zealand can consider an individual’s conduct in alcohol-related offences when evaluating their suitability for holding licenses. Acknowledged or determined conduct plays a crucial role in this assessment, highlighting the significance of maintaining a clean record and demonstrating responsible behaviour to retain or obtain licenses in the alcohol industry.

5 Minutes
Cases in NZ regarding alcohol-related offences, employment practices, & legal clarity assessing suitability for holding a alcohol license.